LinkedInMichael Gale
Michael Gale

Michael Gale

Director, Compliance Services at Broker/Dealer

Location
Greater Atlanta Area
Industry
Financial Services
Education
  1. American University - Kogod School of Business
123connections

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123connections
American University - Kogod School of Business

American University - Kogod School of Business

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Background

Experience

Director, Compliance Services

Broker/Dealer
– Present (10 years 3 months)

Skills

  • Series 7
  • Series 63
  • Securities
  • Mutual Funds
  • FINRA
  • Retirement Planning
  • Series 24
  • Wealth Management
  • Fixed Annuities
  • Asset Allocation
  • Investments
  • Bonds

Education

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