Daniel Goldberg

Senior Counsel, Office of Market Intelligence, Division of Enforcement at US Securities and Exchange Commission

Location
Washington D.C. Metro Area
Industry
Legal Services

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Daniel Goldberg's Overview

Current
Past
Education
Connections

337 connections

Daniel Goldberg's Experience

Senior Counsel, Office of Market Intelligence, Division of Enforcement

US Securities and Exchange Commission

Government Agency; 1001-5000 employees; Financial Services industry

July 2012Present (2 years 3 months) Washington D.C. Metro Area

SAR Investigator / AML Analyst

The Bank of New York Mellon

Public Company; 10,001+ employees; BK; Financial Services industry

January 2008July 2012 (4 years 7 months)

Associate Attorney

McCarter & English, LLP

Partnership; 501-1000 employees; Law Practice industry

October 2006January 2008 (1 year 4 months)

Associate Attorney

Graubard Miller

Privately Held; 11-50 employees; Law Practice industry

September 2004September 2006 (2 years 1 month)

Judicial Law Clerk for Judge Novalyn Winfield

United States Bankruptcy Court

Government Agency; 1-10 employees; Law Practice industry

July 2003August 2004 (1 year 2 months)

Senior Investigation Analyst

New York Stock Exchange, Inc.

March 2000June 2003 (3 years 4 months)

Trial Preparation Assistant

New York County District Attorney's Office

Government Agency; 501-1000 employees; Law Enforcement industry

September 1997December 1999 (2 years 4 months)

Intern for Inspector General for Department of Buildings

NEW YORK CITY DEPARTMENT OF INVESTIGATION

June 1996August 1996 (3 months) Greater New York City Area

Daniel Goldberg's Skills & Expertise

  1. Securities
  2. Compliance
  3. AML
  4. Investigations
  5. Microsoft Office
  6. Commercial Litigation
  7. Investigation
  8. OFAC
  9. Litigation
  10. Research
  11. Writing
  12. Legal Research
  13. Westlaw
  14. Excel
  15. Lotus Notes
  16. Fraud
  17. BSA
  18. USA PATRIOT Act
  19. FINRA
  20. Civil Litigation
  21. Risk
  22. Bank Secrecy Act
  23. Financial Intelligence
  24. Suspicious Activity Reporting
  25. Financial Crimes Investigations
  26. Corporate Internal Investigations
  27. Terrorist Financing
  28. CAMS
  29. Private Investigations
  30. Sanction
  31. Internal Investigations
  32. Anti Money Laundering
  33. Legal Compliance
  34. Lexis
  35. Trials
  36. Corporate Governance
  37. Due Diligence
  38. Enforcement
  39. Financial Risk
  40. Securities Regulation

View All (40) Skills View Fewer Skills

Daniel Goldberg's Education

New York Law School

JD, Law

19982003

Activities and Societies: Journal of Human Rights: Member: 1999 - 2000; Executive Articles Editor: 2000 - 2001

John Jay College of Criminal Justice

BA, Forensic Psychology

19951997

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