Aaron Gonzales

Current

• Vice President and Assistant General Counsel at FOLIOfn
• Vice President, Chief Compliance Officer and General Counsel at FOLIOfn Investments, Inc.
• Vice President, Chief Compliance Officer and General Counsel at POXY Governance, Inc.

see less...

Past

• Associate at Alston & Bird LLP

Education

• University of Virginia School of Law
• Princeton University

Connections

55 connections

Industry

Financial Services

Websites

• My Company

Aaron Gonzales’s Experience

• Vice President and Assistant General Counsel

  FOLIOfn

  (Privately Held; Financial Services industry)

  July 2009 — Present (6 months)

  I am Vice President and Assistant General Counsel of FOLIOfn, Inc. I also serve as the Chief Compliance Officer and General Counsel for its broker-dealer subsidiary, FOLIOfn Investments, Inc. and its proxy advisor subsidiary, PROXY Governance, Inc.

• Vice President, Chief Compliance Officer and General Counsel

  FOLIOfn Investments, Inc.

  (Privately Held; Financial Services industry)

  July 2009 — Present (6 months)

  I am the CCO and General Counsel of FOLIOfn Investments, Inc., an SEC registered and self-clearing broker-dealer, and member of FINRA.
  
  FOLIOfn Investments provides online brokerage services to retail investors exclusively through its website at www.folioinvesting.com. In addition to our retail services, FOLIOfn Investments provides custody and execution services to clients of unaffiliated registered investment advisers that utilize our custody, trading, and execution platform. FOLIOfn Investments’s online platform enables customers and advisers to create integrated investment portfolios called “Folios” which can contain stocks, exchange-traded funds, and/or mutual funds.
  
  As CCO and General Counsel, I am responsible of all aspects of compliance and legal related to the company's operations.

• Vice President, Chief Compliance Officer and General Counsel

  POXY Governance, Inc.

  (Privately Held; Financial Services industry)

  July 2009 — Present (6 months)

  I am the CCO and General Counsel of PROXY Governance, Inc., an independent proxy adviser and voting firm registered with the SEC as an investment adviser. I am responsible for all aspects of compliance and legal related to the company's operations.

• Associate

  Alston & Bird LLP

  (Partnership; Law Practice industry)

  September 2003 — September 2008 (5 years 1 month)

  My practice focuses on providing regulatory and compliance counseling to mutual funds, broker-dealers, investment advisory firms, and hedge fund and other private fund clients.

Aaron Gonzales’s Education

• University of Virginia School of Law

  JD , Law , 2000 — 2003

  Activities and Societies:

  Articles Editor, Journal of Law and Politics
  Chair, Domestic Violence Project

• Princeton University

  AB , Economics , 1996 — 2000

Additional Information

Aaron Gonzales’s Websites:

• My Company

Aaron Gonzales’s Contact Settings

Interested In:

• career opportunities
• new ventures
• job inquiries
• expertise requests
• business deals
• reference requests
• getting back in touch