Financial Advisor Associate - Lake Havasu, AZ

Chase - US-AZ-Lake Havasu City

Posted 629 days ago
  • Experience
    Not Applicable
  • Job function
    Finance, Sales
  • Employment type
  • Industry
    Banking, Financial Services, Investment Banking
  • Employer job ID
  • Job ID

This is a preview of the Financial Advisor Associate - Lake Havasu, AZ job at Chase. To view the full job listing, join LinkedIn - its free!Join LinkedIn - its free!

About this job

Job description

Financial Advisor Associate Role:
As a Financial Advisor Associate, you will acquire and deepen relationships with clients through comprehensive needs based marketing and promotion of Investment products within our branch environment. You will work with the Branch Team to identify client needs, analyze customer information, define investment goals, build plans and make recommendations for client to achieve their investment goals and objectives through individual investment strategies while meeting your asset and revenue targets. This position requires you to conform to legal and regulatory requirements and guidelines associated with state insurance and securities regulators, FINRA, SEC, JP Morgan Securities LLC and JPMorgan Chase. You will also be required to demonstrate technical expertise, strong revenue results and asset growth in investments and fiduciary products, and strong interpersonal skills as well as provide exceptional client service.

Business Description:
Chase Wealth Management is part of a 200-year tradition of helping clients pursue their unique financial goals. By truly getting to know and understand our clients, our trusted network of more than 3,000 Advisors provide exceptional service, customized wealth management solutions and a range of investment strategies to help clients meet their needs and long-term objectives.

Chase Wealth Management serves nearly two million clients through two distinct but integrated businesses, Chase Private Client and Chase Investments.

Chase Private Client offers the best of Chase banking combined with the investment expertise of J.P. Morgan. Through a dedicated Banker and Advisor team located in select Chase branches, Private Clients receive the highest level of personal attention, premium banking products and services, and exclusive access to J.P. Morgan's investment resources and capabilities. Learn more about Chase Private Client at

Chase Investments offers traditional investment strategies to Chase customers nationwide-one in every six Americans-to help them build wealth and plan for important life events such as retirement and funding a college education. Learn more about Chase Investments at
All final job titles and bank titles subject to experience and qualifications

"Chase Private Client" is the marketing name for a business within JPMorgan Chase & Co. and its subsidiaries.
Bank products and services are offered through JPMorgan Chase Bank, N.A. and its affiliates. Securities are offered by J.P. Morgan Securities LLC member FINRA, NYSE and SIPC. J.P. Morgan Securities LLC is an affiliate of JPMorgan Chase Bank, N.A.


  • Series 7 & 63 registration required in addition to meeting FINRA continuing education requirements, Series 65 or 66 registration required and the appropriate state Group 1 - Life and Variable Annuity License required
  • At least two years of customer-facing investment, insurance, and financial planning experience required (phone-based sales a plus)
  • Track record that demonstrates exceptional ability to grow revenue, assets and client base
  • Ability to create and foster strong partnerships with the branch employees and business partners
  • Excellent communication and organizational skills
  • Strong compliance record in prior position(s)
  • Strong business and investments acumen
  • High achiever with entrepreneurial spirit
  • Bachelor's degree preferred

JPMorgan Chase offers an exceptional benefits program and a highly competitive compensation package
JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V

About this company

Chase is one of the largest U.S. providers of banking, lending, treasury, wealth management and investment services, serving 50 million customers. We serve individual consumers, small businesses, mid-size companies, corporations, financial institutions, nonprofits and governments. All 160,000 Chase employees are focused on providing the best possible service to our customers every day.
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM).

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