Compliance Program Manager

The Auto Club Group - Tampa, FL

Posted 728 days ago
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  • Employer job ID
    Compliance Program Manager - LI
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This is a preview of the Compliance Program Manager job at The Auto Club Group. To view the full job listing, join LinkedIn - its free!Join LinkedIn - its free!

About this job

Job description

Key Responsibilities:

Provides regulatory compliance and direction to the Auto Club Group’s (ACG) corporate and operational areas in the Southern Region (FL, GA, TN) to ensure the organization complies with all pertinent state and federal laws. Candidate must be able to proactively identify compliance risks, evaluate corporate operations for regulatory issues and develop and/or refine existing processes, to ensure that ACG’s exposure to compliance failures and related fines and penalties are minimized. Further responsibilities include the coordination and reporting of internal assessments, the development and coordination of required regulatory activities and IT functional requirements of internal business partners and providing required information to external regulatory agencies as needed.


Knowledge of:

  • PATRIOT Act, OFAC, GLB, FCRA, FACTA, and privacy related regulatory requirements
  • Dodd/Frank Act, AML, CRA requirements and bank regulations
  • Regulatory requirements governing ACG and all lines of business, subsidiaries, and affiliates, (e.g. life and P&C insurance, club, travel, bank, fleet and corporate)
  • Regulatory requirements with an emphasis on market conduct, branch operations, complaint practices, information security standards, sales practices and product suitability, licensing and registration, and supervisory and reporting requirements
  • Legislative and regulatory publications and other information sources
  • Business practices related to market conduct, federal, state, and quasi-governmental compliance or financial examinations


Ability to:

  • Analyze laws and regulations to determine compliance requirements
  • Analyze and present information to senior management to enhance corporate decision-making
  • Coordinate compliance activities with internal liaisons
  • Perform analysis of compliance practices and procedures
  • Use compliance/legal research tools including Westlaw, Lexis Nexis or other Compliance/Legal research tools


Desired Skills and Experience

  • Juris Doctorate or graduate of accredited law school
  • Extensive experience working with state and federal regulators on regulatory compliance matters
  • Experience researching, developing and implementing legal and regulatory issues regarding corporate compliance requirements
  • Experience developing models and methodologies for analyzing compliance requirements
  • Excellent quantitative, analytical, and communication skills

About this company

The Auto Club Group

The Auto Club Group (ACG) is the second largest AAA club in North America. ACG and its affiliates provide membership, travel, insurance and financial services offerings to approximately 8.5 million members across 11 states and two U.S. territories including Florida, Georgia, Iowa, Michigan, Nebraska, North Dakota, Wisconsin, Puerto Rico and the U.S. Virgin Islands; most of Illinois, Minnesota and Tennessee; and a portion of Indiana. ACG belongs to the national AAA federation with nearly 53 million members in the United States and Canada and whose mission includes protecting and advancing freedom of mobility and improving traffic safety.

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