Banking Compliance Auditor

Experis - Chicago, Illinois

Posted 763 days ago
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This is a preview of the Banking Compliance Auditor job at Experis. To view the full job listing, join LinkedIn - its free!Join LinkedIn - its free!

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Job description

Experis Finance provides audit services to clients that include 14 out of the 20 largest bank holding companies along with regional and community banks. Representing approximately one-third of our total revenue, our financial services practice is a vital and growing part of Experis' business.

The Financial Institution compliance audit professional works under the general supervision of the Engagement Manager and/or Director while completing assigned projects and maintaining the appropriate level of utilization. The professional is accountable for performing work at Experis' clients in the following areas:

Perform financial reporting, operational and credit risk audits in a financial institution
Assess enterprise-wide risks and controls
Conduct internal audit processes to validate the effectiveness of the control environment
Assess existing internal audit processes for adequate scope and coverage, and provide guidance and support to bank audit staff
Evaluate opportunities for operational improvements and provide value added recommendations
Conduct Sarbanes-Oxley and FDICIA control evaluations
Report findings to the clients management and Board of Directors as required
Research, interpret and apply deposit, lending and bank-wide regulatory compliance requirements
Manage compliance risk assessment and compliance process improvement initiatives
Review compliance programs, and identify and evaluate compliance risks, mitigating controls and opportunities for internal control improvements.
Develop and conduct regulatory compliance monitoring programs, or periodic internal audits
Review and update policies and procedures for AML/BSA and all applicable FDIC and Federal Reserve regulations
Develop and conduct compliance training programs

Professionals (i.e., Consultants) at Experis are the driving force for our success. They bring a wealth of experience and knowledge to our various service offerings and are responsible for delivering service on assigned client engagements within their unique area of expertise. Professionals leverage the Experis methodology tools, and service quality standards while working with clients. Committed to hiring experienced practitioners and providing them an interesting variety of client experiences, our professionals are known for their industry and management experience, ability to grasp and analyze challenging client requirements, and ability to work on a team or independently to deliver exceptional results.

Experis (Formerly Jefferson Wells) delivers professional services in the areas of risk advisory services, technology risk management, tax, and finance and accounting-related services. The firm's unique, agile structure aligns experienced professionals with proven processes to deliver pragmatic and cost-effective results. Headquartered in Milwaukee, Experis serves clients, including Fortune 500 and Global 1000 companies, from offices worldwide. Experis is a subsidiary of Manpower Inc. (NYSE: MAN).

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