
Reg D sbalbom@gmail.com
Dallas/Fort Worth Area

Reg D sbalbom@gmail.com
Dallas/Fort Worth Area
Saul is a multi-disciplined financial & media professional.
Financial experiences range from; managing domestic equities, bonds, establishing retirement plans, Reg D 506 offerings, due diligence, establishing selling groups with broker/dealers, sourcing acquisition targets, assisting with the preparations for companies to go public/reverse merge, acquiring growth capital, creating road shows and presentations to stock brokers and due diligence officers.
Saul is the official money man for "America Tonight", a nationally syndicated radio program. From time to time he also guests hosts. He has also shot a pilot business show, night club commercials and on location interviews & exposés with CEOs of well over a 100 public companies.
He holds FINRA Series 7 and 66 licenses in good standing is is not currently registered with a securities firm.
Saul has a Bachelor of Science in Finance from the University of Tulsa and has earned certificates from the following universities; Ecole Supérieure de Commerce d'Amiens Picardie - France, Université de Picardie Jules Verne - France, Université Laval - Canada and Southern Methodist University - Dallas, TX.
In his spare time Saul studies ancient Greek and Roman history along with western philosophy and physiology. He was a founder of the North Dallas Evening Rotary Club and was the President of the Helping Hands charity which is a fund raising arm of the Dallas Shelter for Victims of Domestic Violence.
Micro-Cap Financing, Investor Relations, Investment Banking, Old & New Media, Oil & Gas, Portfolio Management, Financial Planning and Wholesaling (Reg D 506)
(Investment Banking industry)
October 2007 — Present (2 years 2 months)
Description: (Empire Securites: q4'08 q2'09) Built selling group agreements with five broker/dealers now have rolodex of 300 BDs. Gave presentations to stock brokers on Reg D products. (XTOG.pk: 2q'08) Brought in 100 angel prospects for direct investments. Brought in six potential investment bankers and private equity leads. (Wilshire Capital Group: q4'07 - q2'08) Business development: brought in five public companies as clients over $50,000 in fees and $250,000,000 in transactions. Assisted with the construction of business plans, presentations, PPM’s and fact sheets for institutional investors & stock brokers. Built relationships with private equity as funding sources, for principles.
(Broadcast Media industry)
July 2007 — Present (2 years 5 months)
Saul is the official "Money Money Man" of America Tonight national radio program. Appears weekly to comment on all things financial.
Guest hosts and supplies all content.
Appears on 40+ Radio Markets including; DFW, NYC, LA, Austin, Seattle & Chicago.
(Philanthropy industry)
January 2008 — December 2008 (1 year )
Helping Hands is the young professional auxiliary for the shelter of victims of domestic violence.
We put on happy hours and events to raise capital for the shelter.
Served as president of board of directors.
(Privately Held; 11-50 employees; Media Production industry)
September 2006 — September 2007 (1 year 1 month)
News Anchor: Responsible for 2 hours of live financial news, editing, market commentary and producing
On air, speaks with specialists, analysts, subject matter experts on market events
Have interviewed over 150 CEOs of publicly traded companies leading viewers to find better investments and bring efficiency to the micro-cap markets
Lead Market Analyst: responsible for all market commentary; investments, economics, world trade, company earnings, government policy, viewer portfolio strategies, financial and tax planning. Expert at explaining the esoteric, so viewers can understand key points and feel drawn in to viewing
Always live
(Self-Employed; Marketing and Advertising industry)
November 2003 — February 2007 (3 years 4 months)
Managed accounts from sizes 5k to 1.5 million
Sold and managed 401(k)s
Assisted series 24 in supervisory duties
Conducted financial planning/tax advising for over 100 individuals
1999 — 2003
Finance 2000 — 2001
Business 2000 — 2001
French 2000 — 2000
Investing, investment banking, snowboarding, working out, politics, having my own show.
Rotary Club, Helping Hands, Young Dallas Chamber of Commerce, party
Just a few