Sandro Aquino Tavares

Current

Privante Banking at JPMorgan Chase

Past

Regulatory Risk & Compliance at JPMorgan
NY chapter member at NSHMBA
Business Analyst at JP Morgan Chase

Trading Desk, middle office at Salomon Smith Barney

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Education

Pennsylvania State University
City University of New York-Baruch College - Zicklin School of Business

Recommended

4 people have recommended Sandro

Connections

139 connections

Industry

Banking

Sandro Aquino Tavares’s Summary

Recently building risk and trade capture platform in Brazil covering the entire spectrum of Asset Mgmt and Private banking funds.

Senior Financial industry systems designer and integrator specializing in trading systems, risk and compliance. Strong analytical skills and experience in multiple asset classes in the U.S and Brazil. Licensed series 65, 63, 66.

Sandro Aquino Tavares’s Specialties:

client reporting, project management, CMM, wealth management, multi-lingual, trading, capital markets, thorough knowledge of funds & compliance, portfolio management, NASD (Finra) series 65, series 63, excel & finance, series 7, CVM Bovespa, Selic, Cetip, asset management, funds products, credit risk, market risk, operational risk, datamart builds, private banking clients.

Sandro Aquino Tavares’s Experience

Privante Banking

JPMorgan Chase

(Public Company; JPM; Banking industry)

April 2009 — Present (8 months)

Sao Paulo, Brazil & Geneva - Redesign operational platforms to capture client risk positions, improve deal flow, consolidate holdings, and align operations with New York.
Regulatory Risk & Compliance

JPMorgan

(Public Company; JPM; Investment Banking industry)

January 2007 — April 2009 (2 years 4 months)

- Build systems that accurately capture issuer/counterparty risk and underlying exposure of investments to enable Funds, Managed accounts, Private banking and other groups within Asset Mgmt to adhere to exposure and reporting regulations accross equities and fixed income products.
NY chapter member

NSHMBA

(Non-Profit; 11-50 employees; Non-Profit Organization Management industry)

2007 — 2008 (1 year )
Business Analyst

JP Morgan Chase

(Public Company; 10,001 or more employees; JPM; Banking industry)

April 2001 — December 2006 (5 years 9 months)

• Managed the successful creation of a support structure for a new vendor-based global equities trading platform with average daily volume of $400 million dollars. Focus on risk reduction, compliance, and automation.
• Created analysis and reports for upper management
• Defined a tactical approach to ensure strategic business goals and to ensure uninterrupted trading and support cycles: Portfolio mgmt to front-end execution, middle-office, accounting, and reporting.
• Developed repeatable processes for broker testing and onboarding onto FIX trading system.
Trading Desk, middle office

Salomon Smith Barney

(Public Company; 10,001 or more employees; C; Investment Banking industry)

July 1997 — May 1999 (1 year 11 months)

Provide order mgmt system support and reporting support for internal fixed income group.
Selected among 12 consultants to travel to San Francisco as part of expansion/implementation project.