Steve Pearlman

Current

Senior Compliance Director - Freddie Mac at Freddie Mac

Past

Compliance Officer at Capital One
Associate General Counsel at Capital One
Associate at Shaw Pittman

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Education

University of Michigan
University of Michigan Law School
Duke University

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Recommended

1 person has recommended Steve

Connections

203 connections

Industry

Banking

Steve Pearlman’s Summary

Director of Compliance for Capital One Financial (2004 - 2006) - Oversaw development, implementation, and maintenance of effective compliance program for financial services businesses and various staff areas, including deposits, installment loans, insurance brokerage, medical loans, mortgages, small business loans, small business credit cards, and Canadian lending business. Provided consultative support and advice to management regarding complex compliance and business concerns.

Associate General Counsel for Capital One Financial (2001 - 2004) Senior lawyer and legal decision maker for financial services businesses, including automobile finance, deposits, installments loans, medical loans, mortgages, and Canadian lending business. Advised management regarding key legal issues.

Assistant General Counsel (1999-2001) for Capital One Financial - Primary lawyer for E-commerce group. Provided advice on full range of issues, including bank regulatory, consumer finance, and data usage issues. Negotiated and drafted marketing and partnership agreements. Analyzed impact and managed implementation of legislative and regulatory changes. Assumed additional responsibility for Superprime credit card business.

Steve Pearlman’s Specialties:

AREAS OF SUBSTANTIVE EXPERTISE

Equal Credit Opportunity Act
Electronic Funds Transfer Act
Fair Credit Reporting Act
Fair Lending Laws
Privacy Laws
Preemption Issues
State Licensing Laws
Truth in Lending Act
Truth in Savings Act
Unfair and Deceptive Acts and Practices

Steve Pearlman’s Experience

Senior Compliance Director - Freddie Mac

Freddie Mac

(Public Company; 1001-5000 employees; FRE; Financial Services industry)

2006 — Present (3 years)

Manage compliance team overseeing residential and commercial mortgages purchased by Freddie Mac.
Compliance Officer

Capital One

(Public Company; 10,001 or more employees; COF; Financial Services industry)

February 2004 — January 2006 (2 years)

Compliance executive reporting directly to Chief Compliance Officer. Manage compliance team of 12 associates. Provide compliance support for Global Financial Services division, including the following businesses: credit card, deposits, installment loans, insurance brokerage, medical loans, mortgages, small business loans and Canadian credit cards. Provide advice regarding consumer protection laws, including Equal Credit Opportunity Act, Fair Credit Reporting Act, Fair Housing Act, Electronic Funds Transfer Act, Gramm-Leach-Bliley Act, Right to Financial Privacy Act, Real Estate Settlement Procedures Act, state consumer and privacy laws, Truth-in-Lending Act, Truth-in-Savings Act, and unfair and deceptive practices acts.
Associate General Counsel

Capital One

(Public Company; Banking industry)

1999 — 2003 (4 years)

Lead attorney for Global Financial Services division consisting of mortgage, savings, installment loan, small business, medical lending and Canada.
Associate

Shaw Pittman

(Banking industry)

1993 — 1999 (6 years)

Steve Pearlman’s Education

University of Michigan

JD , Law , 1989 — 1992

Activities and Societies:

magna cum laude, Order of the Coif
Class Rank - 12th of 420
University of Michigan Law School

JD , 1989 — 1992
Duke University

B.A. , Economics and Polical Science , 1985 — 1989

Activities and Societies:

magna cum laude, Distinction in Economics