Senior Compliance Officer, Associate General Counsel
Greater New York City Area
Senior Compliance Officer, Associate General Counsel
Greater New York City Area
Subject matter expert in the following areas:
- U.S. Foreign Corrupt Practices Act and anti-corruption laws outside of the U.S.
- U.S. federal, state and local lobbyist registration and disclosure laws
- U.S. finance industry regulations regarding political contributions and activities
- U.S. federal, state and local laws regarding political contributions and activities
- U.S. finance industry and Dept. of Labor regulations regarding gifts and entertainment
(Privately Held; 201-500 employees; Venture Capital & Private Equity industry)
September 2008 — Present (1 year 4 months)
(Educational Institution; Higher Education industry)
September 2005 — Present (4 years 4 months)
(Public Company; 10,001 or more employees; AIG; Insurance industry)
November 2007 — September 2008 (11 months)
(Higher Education industry)
September 2005 — December 2007 (2 years 4 months)
(Public Company; 10,001 or more employees; CS; Banking industry)
June 2006 — November 2007 (1 year 6 months)
(Public Company; 10,001 or more employees; MER; Financial Services industry)
October 2003 — June 2006 (2 years 9 months)
(Privately Held; 51-200 employees; Law Practice industry)
June 2000 — October 2003 (3 years 5 months)
(Government Agency; 501-1000 employees; Law Enforcement industry)
September 1996 — May 2000 (3 years 9 months)
JD , 1993 — 1996
BA , Economics , 1988 — 1992
H.S. , 1984 — 1988
- The Society of the Friendly Sons of St. Patrick in the City of New York
- Morgenthau Alumni Group
- Securities Industry and Financial Markets Association, State and Local Government Relations Subcommittee
Fordham Law Alumni Association, Moot Court Alumni Association Distinguished Alumnus Award