
Managing Director at CKS Securities, subsidiary of Cornelius Korte Shum
Phoenix, Arizona Area

Managing Director at CKS Securities, subsidiary of Cornelius Korte Shum
Phoenix, Arizona Area
I have over 26 years of national and international experience in finance, law and business. My background as both an executive utilizing professional services and as an accountant, lawyer, and investment banker rendering professional services has given me a deep appreciation of clients’ needs in an advisory relationship. I also have had a broad based experience in a variety of industries and my multi-disciplinary background is helpful when dealing with complex issues. Prior to my investment banking career, I was the CFO of a NYSE company that provided a broad range of electronics manufacturing services throughout the world. I have was also practiced at two large law firms and at a Big 4 Auditing firm.
Merger and acquisition; private capital raise; SEC reporting; P&L reporting; finance; treasury; legal; audit oversight; administrative oversight including finance, IT, legal, and HR;, international operations; business development and strategy
(Investment Banking industry)
September 2009 — Present (4 months)
CKS Securities is the investment banking subsidiary of Cornelius Korte Shum LLC. Our focus is on M&A and private capital raise in the Southwest, but we also have very strong contacts to sources of Asian capital.
(Public Company; SYNA; Computer Hardware industry)
2005 — Present (4 years )
Audit Committee Chairman
(Public Company; Sporting Goods industry)
2005 — Present (4 years )
Audit Committee Chairman; Member of the Compensation Committee
(Privately Held; Consumer Electronics industry)
2005 — Present (4 years )
NuVision designs, manufactures, and sells high definition LCD televisions for distribution in the CEDIA channel
(Investment Banking industry)
2006 — July 2009 (3 years )
Alare is a middle market investment bank focusing on M&A and private capital raise
(Privately Held; 201-500 employees; Information Technology and Services industry)
2006 — 2007 (1 year )
(Semiconductors industry)
1996 — 2006 (10 years )
TFS was a New York Stock Exchange company providing a broad range of electronics manufacturing services. TFS had international operations with factories and locations in the United States, Europe, Malaysia, China, and the Philippines. Responsibilities at TFS included finance, treasury, securities, admin, legal, and investor relations
(Non-Profit Organization Management industry)
1999 — 2005 (6 years )
USDC was an industry organization whose mission was to build display infrastructure in the United States. Among other things, they administered research funds for DARPA and the U.S. Army. The USDC is now called Flextech Alliance
(Law Practice industry)
1986 — 1996 (10 years )
O’Connor Cavanagh was one of the largest law firms in Phoenix before its business practice merged with the international law firm of Greenberg Traurig. While there, I worked on sophisticated corporate securities and tax matters across a broad array of industries including technology, financial institutions, high tech and construction. My principal focus was mergers and acquisitions. Other areas of expertise included public and private offerings (including IPOs), mortgage-backed securities, REITs, REMICs, master limited partnerships, limited liability companies (helped write the Arizona laws), and general business advice.
(Partnership; Law Practice industry)
1984 — 1986 (2 years )
Associate practicing in corporate, mergers and acquisitions, tax, and partnerships
(Partnership; 10,001 or more employees; Accounting industry)
1982 — 1984 (2 years )