David Harks

Sr. Software Engineer with Financial Background

Greater Chicago Area

Current
Education
  • University of Wisconsin-Eau Claire
  • Concordia University-River Forest
Connections
55 connections
Industry
Investment Management
Websites

David Harks’s Summary

Software Engineer with a broad background in system administration and development on a variety of platforms. Favors Unix-based systems but comfortable with Windows/MFC, C++, Python, Java, and other languages. Loves creative solutions to difficult problems. Always looking for the next challenge to be tackled with the next system.

David Harks’s Specialties:

Business knowledge of Legal and Compliance reporting, including SEC 13D/G, NYMEX futures position limits and Bluesheet reporting; personal trading compliance; broker reconciliation (trading operations/backoffice); document management and workflow.

Technical knowledge of C++, Java, Python, Perl, Linux/Windows/Solaris system administration, TCP/IP networking & firewalls, MFC, Qt, Documentum, and various other systems.


David Harks’s Experience

  • Lead Developer, Legal & Compliance, Tax, Release Management

    Citadel Investment Group

    (Privately Held; 501-1000 employees; Financial Services industry)

    May 2004Present (5 years 7 months)

    Hands-On Developer/Team Lead responsible for all systems for Legal & Compliance, including regulatory reporting systems, trading surveillance, personal account trading, legal agreement workflow systems, and data feeds for compliance purposes.

    Supervises two small teams whose mission is to automate accurate Tax-oriented reports and tools and to ensure compliance with internal audit/SAS70 controls for software change across multiple environments.


David Harks’s Education

  • University of Wisconsin-Eau Claire

    Bachelor of Science , Computer Science , 19982001

    Activities and Societies:
    UWEC Theatre, Vocal Jazz Ensemble
  • Concordia University-River Forest

    Bachelor of Science , Computer Science, Theater, English , 19961998

    Activities and Societies:
    Kapelle, Artists of Concordia Theatre

Additional Information

David Harks’s Websites:

David Harks’s Interests:

compliance, regulatory risk management, programming languages, python, family, music


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