Michael Roman, PMP®

Current

1st Vice President, Business Information Manager at Wells Fargo Advisors

Past

VP, Decision Support Manager - Brokerage Application Development at Wachovia Corporation
VP, Program Manager at First Union Securities
VP, Business Analysis at EVEREN Securities

AVP, Microsystems Manager at Kemper Clearing Corporation
Mutual Fund Order Desk Supervisor at INVEST Financial Corporation
Prior Experience at Stock Brokerages

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Recommended

10 people have recommended Michael

Connections

500+ connections

Industry

Financial Services

Michael Roman, PMP®’s Summary

Knowledge professional with expertise in business intelligence (BI), analysis and financial services. Design and implement BI and Decision Support solutions. Deep experience in data management leveraging Actuate and Microstrategy.

Guided information requirements for several firm mergers and consolidations.

Michael Roman, PMP®’s Experience

1st Vice President, Business Information Manager

Wells Fargo Advisors

(Public Company; WFC; Financial Services industry)

May 2007 — Present (2 years 3 months)

Design and develop requirements for the user experience of business intelligence applications and management reporting offerings for enterprise. Managed deliverables for a $10 million program producing centralized management reporting for executives, operations and sales.
• Manage support and maintenance of BI offerings delivered through Microstrategy and Actuate
• Coordinate Data Stewardship program including maintenance of business lexicon encompassing firm wide data definitions and meta data
• Provide input to governance processes for prioritization of data, reporting projects and requests.
VP, Decision Support Manager - Brokerage Application Development

Wachovia Corporation

(Public Company; WB; Banking industry)

July 2000 — May 2007 (6 years 11 months)

Managed sales field and client facing reporting (Broker Reporting) application, project delivery and production support teams.
• Delivered new features and functions as aligned with enterprise platform change control release management
• Managed regulatory reporting demand and delivered data extraction services to Legal and Regulatory business partners
• Designed and facilitated the Data Warehouse reporting and data extract request process. Analyze all data sources necessary to complete user requests from all business units and prioritize those requests
• Assigned workflow to developers and transferred requests to other IT areas for fulfillment.
• Manage the distribution of data across Wachovia Securities, including hard copy, electronic data and on-line reports and other data interfaces
• Acted as Subject Matter Expert for high priority enterprise reporting projects such as product, channel and account profitability, corporate initiatives and sales campaigns
VP, Program Manager

First Union Securities

(Public Company; WB; Banking industry)

November 1999 — January 2002 (2 years 3 months)

Provided CIO with administrative support to comply with and assimilate First Union Program Office policies and procedures.
• Mentored Project Managers in estimation, work planning and systems development life cycle.
• Managed impact and cross project dependencies, budgets, forecasts and resource allocation for First Union Information Technology Systems (ITS).
VP, Business Analysis

EVEREN Securities

(Financial Services industry)

November 1996 — October 1999 (3 years)

Managed team of Business Analysts responsible for gathering IT project requirements. Relationship Manager to operating committee members; furnishing project status, issue resolution and prioritization of deliverables. Managed expectations across business units with regard to demand management.
AVP, Microsystems Manager

Kemper Clearing Corporation

(Public Company; 10,001 or more employees; wb; Financial Services industry)

May 1990 — November 1996 (6 years 7 months)

Leveraged technology to automate business processes and furnish operational exception reports. Coordinated firm's hardware inventory and software license portfolio.
Mutual Fund Order Desk Supervisor

INVEST Financial Corporation

(Public Company; 10,001 or more employees; WB; Financial Services industry)

January 1986 — April 1990 (4 years 4 months)

Implemented electronic order entry systems. Managed order flow between INVEST and Mutual Fund companies. Managed firms mutual fund error account.
Prior Experience

Stock Brokerages

(Financial Services industry)

January 1983 — December 1985 (3 years)

Oppenheimer Management Company - Wholesale Mutual Funds Marketing. Supported major investment firm sales force with marketing literature, sales ideas and managed campaigns to increase the sale of Oppenheimer Mutual Funds.

Bear, Stearns & Co. - Research Analyst. Worked with Managing Director to uncover undervalued stocks and other potential sales opportunities. Developed sales scripts and monitored company metrics for stocks sold to customers.

Lehman Brothers, Kuhn Loeb
Prospector - worked with stock brokerage sales force to determine prospective client qualifications. Made contact with prospective clientele to discuss future opportunities in investing.