U.S. Compliance Consultants is a full-service compliance consulting firm offering a wide range of registration and compliance services to state and SEC registered investment advisers. Our services include:
Registration of investment advisers with the SEC or one or more states;
Drafting and implementing compliance policies and procedures;
Compliance outsourcing; and
Mock compliance audits.
Specialties
Compliance Consulting for Registered Investment Advisers
U.S. Compliance Consultants, LLC Company Blog
- May 23, 2012
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- May 19, 2012
- May 16, 2012
