Legal & Compliance, LLC is a national corporate and securities law firm that represents small, publicly traded companies.
Our corporate and securities attorneys provide counsel for general corporate operations, business transactions, corporate law, corporate finance, regulatory, SEC and FINRA matters, and all aspects of document preparation. We maintain a legal as well as business perspective; focusing on avoiding problems, not just solving them.
Our experience in working with small, publicly traded companies is only exceeded by our ability to adapt. As the economic and regulatory landscape changes, so do we. Our firm is constantly evolving in order to stay abreast of regulatory changes and trends in the industry.
We welcome inquiries regarding; 15C-211 Applications, Pink Sheets Compliance, 8K, 10-Q, 10-K, and all other SEC Filings, Form 10 Registration Statements, Due Diligence on Public Shells, Form S-4 Merger Registration Statements, FINRA Compliance, Merger Agreements, Private Placements, Promissory Notes, Security Agreements, Share Acquisition Agreements and Share Exchange Agreements.
Specialties
Our securities attorneys serve small to mid-size private companies and public companies trading on the Pink Sheets (OTC Markets) OTCBB, OTCQB or OTCQX.
