AdvisorAssist is dedicated to serving the business, strategy, regulatory, compliance and operational needs of independent financial advisors. Our clients include new RIA entrants, existing advisory firms, hedge funds and mutual funds. We bring decades of advice to assist with all aspects of starting, growing and protecting an investment advisory practice.
Services include:
- Registered Rep Transitions
- RIA Registration and Compliance Design
- Advisor Technology Support
- Ongoing Compliance Support
Specialties
Advisor Compliance, RIA Registration, Business Plan, Fee-Based Advisor, Series 65, Commission Advisor, CCO Services, COO Services
